![]() | Clinical UM Guideline |
Subject: Alcohol Septal Ablation for Treatment of Hypertrophic Cardiomyopathy | |
Guideline #: CG-SURG-102 | Publish Date: 07/01/2025 |
Status: Reviewed | Last Review Date: 05/08/2025 |
Description |
This document addresses alcohol septal ablation (ASA), a less invasive alternative to open surgical septal resection, for the treatment of hypertrophic cardiomyopathy (HCM) in adults. HCM is also referred to as hypertrophic obstructive cardiomyopathy (HOCM).
Clinical Indications |
Medically Necessary:
Alcohol septal ablation is considered medically necessary as a treatment of hypertrophic cardiomyopathy (HCM) in individuals age 21 and older when all of the following criteria are met:
Not Medically Necessary:
Alcohol septal ablation is considered not medically necessary when all of the above criteria are not met.
Coding |
The following codes for treatments and procedures applicable to this guideline are included below for informational purposes. Inclusion or exclusion of a procedure, diagnosis or device code(s) does not constitute or imply member coverage or provider reimbursement policy. Please refer to the member's contract benefits in effect at the time of service to determine coverage or non-coverage of these services as it applies to an individual member.
When services may be Medically Necessary when criteria are met:
CPT |
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93583 |
Percutaneous transcatheter septal reduction therapy (eg, alcohol septal ablation) including temporary pacemaker insertion when performed |
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ICD-10 Procedure |
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For the following procedure code when specified as alcohol septal ablation: |
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025M3ZZ |
Destruction of ventricular septum, percutaneous approach [when specified as alcohol septal ablation] |
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ICD-10 Diagnosis |
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I42.1-I42.2 |
Hypertrophic cardiomyopathy |
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When services are Not Medically Necessary:
For the procedure and diagnosis codes listed above when criteria are not met.
Discussion/General Information |
HCM is an inherited cardiovascular disease present in 1 in 500 of the general population (Maron, 2013) and is the most common genetic cardiac disease (Khouzam, 2014). One of the most characteristic abnormalities of this complex disease is a hypertrophied and nondilated left ventricle, which may impair diastolic filling. When the hypertrophy results in left ventricular outflow obstruction, the development of dyspnea, angina, syncope, or congestive heart failure may occur. Pharmacologic therapies include beta blockers or calcium-channel blockers to decrease the heart rate with a consequent prolongation in diastole and increased passive ventricular filling. If medical therapy is insufficient to control symptoms, strategies to reduce the outflow obstruction may be considered. Surgical resection focuses on removing a small amount of myocardium at the base of the septum (myectomy).
ASA for treatment of HCM has been considered as an alternative to open surgical septal resection in adults. The technique involves infusion of ethanol through an angioplasty catheter threaded into the septal perforator branches of the left anterior descending artery intended to infarct and subsequently thin the bulging septum. A key component of the procedure is the identification of the target vessels. A balloon catheter is introduced into the septal branches. The balloon is inflated and contrast injected into the balloon lumen to delineate the area supplied by the septal branch and to ensure that the balloon inflation would prevent spillage of the subsequent injection of alcohol into the left anterior descending artery.
Clinical evidence evaluating ASA indicates that in certain adults, the procedure may result in improvement of various signs and symptoms including NYHA classification, exercise time, LVOT gradient, and septal thickness as measured by echocardiography. There is a lack of randomized trials evaluating the procedure; however, case series, meta-analyses and practice guidelines are available.
Several studies published prior to 2015 addressed ASA as a treatment for HCM; all but Veselka 2014b were single-center or single-group studies and the majority used a pre-post control design (Fernandes, 2008; Jensen, 2013; Moss, 2014; Nagueh, 2011; Veselka, 2014a, 2014b). These studies established ASA’s efficacy in symptom management and mortality outcomes for select individuals with HCM.
Veselka and colleagues (2016) conducted a single-group study with a pre-post design to evaluate outcomes of individuals who were diagnosed with HOCM, highly symptomatic, and underwent ASA. Data for this analysis was derived from the Euro-ASA registry. The ASA procedures were performed at 10 tertiary centers from seven European countries and by experienced interventional cardiologists. There were differences in post-procedural follow-up among participating centers but typically follow-up occurred at 3 to 6 months post ASA and then yearly thereafter. Study endpoints included survival and clinical outcomes of individuals treated with ASA, predictors of mortality events and clinical outcomes, and the relationships between the alcohol dose received and the improvement of LVOT gradient as well as the occurrence of complete heart block. A total of 1275 individuals (aged 58 ± 14 years, 49% females) who were highly symptomatic from HOCM and with no mitral valve disease or other indication for cardiac surgery were included in the analysis. These individuals underwent treatment from 1996 to 2005. The median follow-up period was 5.7 years. There were 13 deaths (1%) within the first month of ASA (4 cases of heart failure, 3 cases of pulmonary embolism, 2 cases of cardiac tamponade, and 1 case each of sepsis, stroke, carcinoma, and sudden cardiac death). A total of 171 (13%) deaths occurred overall during 7057 patient-years of follow-up, which was a post-ASA all-cause mortality rate of 2.42 (95% CI 2.07 to 2.82) deaths per 100 patient-years. Kaplan-Meier estimates of survival at 1, 5 and 10 years post ASA were 98%, 89% and 77%, respectively. Multivariate analysis was applied to determine independent predictors of all-cause mortality, and those included higher age at ASA (p<0.001), septum thickness prior to ASA (p<0.001), NYHA class before ASA (p=0.047) and LVOT gradient at last clinical exam (p=0.048). The alcohol dose during ASA procedures ranged from 0.4 to 11 mL, with a median dose of 2.0 mL, and 90% of the individuals were treated with 1 to 3 mL. Multivariate analysis was also used to evaluate the relationship between alcohol dose and the relative pressure gradient. Independent predictors of the delta pressure gradient included the volume of injected alcohol (p<0.001) and septum thickness and NYHA class at the last clinical exam (p<0.001 and p=0.005, respectively). A larger volume of alcohol was more effective in decreasing LV outflow tract gradient however, it was also associated with a higher occurrence of complete heart block (odds ratio [OR], 1.19; 95% CI, 1.05 to 1.35; p=0.006). In this observational study, individuals with HCM and treated with ASA had relief of symptoms and a reduction of LVOT obstruction, and while higher doses of alcohol are slightly more effective in reducing LV obstruction it resulted in a higher incidence of peri-procedural complete heart block. The authors concluded that this observational study showed that in carefully selected individuals who are highly symptomatic due to HOCM, ASA has low rates of peri-procedural and long-term mortality, and that optimal therapy should be focused on the elimination of LVOT gradient.
Veselka and colleagues (2017) conducted a single-group study with a pre-post design to evaluate outcomes of individuals who were diagnosed with HOCM, mildly symptomatic, and underwent ASA. Data for this analysis was derived from the Euro-ASA registry, and individuals were treated from January 2006 to May 2016. A total of 1427 consecutive individuals were treated with ASA for HOCM, and a subset of 161 individuals (53 ± 13 years; 73% male) with baseline NYHA class II dyspnea and LVOT obstruction ≥ 50 mm Hg at rest or after provocation were included in the analysis. Study endpoints included survival post-ASA (compared to a gender- and age-matched general population; Veselka, 2014c), symptomatic improvement post-ASA, progression of heart failure symptoms post-ASA, and predictors of an adverse clinical outcome. The median duration of follow-up was 4.8 years (IQR, 1.7 to 8.5 years). After ASA, the 30-day mortality rate was 0.6%, and the annual all-cause mortality rate was 1.7%, which did not differ from the expected rate in the general population after adjusting for age and gender (p=0.62). There were improvements in NYHA class, LV gradient at rest, and basal septum thickness (2.0 ± 0 to 1.3 ± 0.1; 63.3 ± 31.7 to 14.6 ± 19.0 mm Hg; 20.6 ± 4.3 to 15.7 ± 4.4 mm, respectively; p<0.01 for all). LVEF decreased from 71 ± 9 to 68 ± 8 (p=0.02). LV diameter increased from 43.8 ± 6.7 to 46 ± 5.8 mm (p<0.01). Kaplan-Meier estimates for survival free of all-cause mortality at 1, 5, and 10 years were 97%, 94% and 87%, respectively. Estimates for survival free of all-cause mortality combined with the first appropriate ICD discharge or resuscitation at 1, 5, and 10 years were 97%, 91% and 87%, respectively. Multivariate analysis was used to identify independent predictors of all-cause mortality. Those included age at ASA and absence of improvement in NYHA at last clinical exam (p=0.04 for each). The investigators concluded that this observational study showed that individuals with mildly symptomatic HOCM and severe LVOT obstruction who undergo ASA have a long-term prognosis that is comparable to an age- and gender-matched general population.
An and colleagues (2017) conducted a cohort analysis to evaluate complications and long-term outcomes of individuals who were diagnosed with HOCM and underwent ASA, and compared their prognosis to individuals with nonobstructive hypertrophic cardiomyopathy (NOHCM; control group). A total of 530 individuals were consecutively enrolled, with 233 individuals (43.96%) in the ASA group, and 297 individuals (59.04%) in the control group. The ASA group were older than the control group (48.7 ± 9.8 vs. 46.2 ± 13.6 years; p=0.018) and had a higher proportion of individuals with NYHA functional class of III/IV, CCS class III/IV and syncope/presyncope events (78 vs. 3.7%, 33.9 vs. 3.7% and 48.5 vs. 9.4%, respectively; p<0.001 for all). The ASA group had a lower proportion of individuals with atrial fibrillation (8.6 vs. 16.8%; p=0.009) and there was no difference between the groups in the proportion of individuals with a prior stroke or transient ischemic attack, diabetes, hypertension, or coronary artery disease (CAD). The follow-up duration for the ASA and control groups were similar (6.03 ± 3.25 and 6.07 ± 4.47 years, respectively; p=0.911). In the ASA group, the peri-procedural mortality rate was 0.89% (n=2). Multivariate analysis showed that alcohol volume and age ≤ 40 years were associated with higher risk for procedural sustained ventricular tachycardia or ventricular fibrillation (relative risk [RR], 1.44; 95% CI, 1.03 to 2.03; p=0.034 and RR, 4.63; 95% CI, 1.07 to 20.0; p=0.040, respectively). Between the groups, there was no difference in the long-term prognosis, which included survival free from all-cause mortality (p=0.764), cardiovascular mortality (p=0.611) or SCD (p=0.778). The investigators concluded that their analysis showed that the long-term prognosis of individuals who undergo ASA is adequate, individuals aged 40 years or less have a higher incidence of periprocedural ventricular arrhythmias, and mortality (all-cause, cardiovascular and SCD) rates are similar to individuals with NOHCM.
Nguyen and colleagues (2019) conducted a single-center cohort analysis to compare early and late outcomes of individuals who underwent septal myectomy (n=1284) vs. ASA (n=211). Outcomes included procedure-related morbidity and mortality, gradient relief, freedom from reintervention and functional improvement. Propensity score (PS) matching (2:1) was used to minimize differences between the cohorts. A multivariable logistic regression model estimated the effects of 15 covariates: age at intervention, gender, procedure year, NYHA class, presence of select comorbid conditions (chronic lung disease, renal failure, diabetes, hypertension, CAD), history of cerebrovascular accident, use of a beta blocker or calcium channel blocker, previous percutaneous coronary intervention or coronary bypass graft surgery, and LVOT gradient. The PS analysis matched 334 individuals who underwent myectomy to 167 individuals who underwent ASA, and after matching there were no differences between the groups for the 15 baseline covariates. There were no in-hospital deaths after septal myectomy or ASA. Between the groups, there were no differences in nonfatal complications (tamponade, sustained ventricular tachycardia/cardiac arrest, reoperation, or cerebrovascular accident), need for an implantable cardioverter defibrillators or survival. Permanent pacemaker insertion was significantly lower in the myectomy group (3.9 vs 17.4%, p<0.001). Reintervention for LVOT obstruction was more likely to occur in individuals who underwent ASA compared to myectomy (HR, 33.3; 95% CI, 4.4 to 250.6; p<0.001). In this observational study, which retrospectively evaluated data from individuals who underwent myectomy or ASA, there was no difference in survival but freedom from reintervention and late reduction of LVOT gradient were better in those who underwent myectomy. However, PS analysis is dependent on the appropriateness of the covariate selection and is unlikely to account for all possible confounders.
Studies have shown that gender and race/ethnicity disparities exist in the diagnosis and treatment of HCM. Butzner and colleagues (2022) evaluated 9306 individuals (males, 60.5%) with HCM and reported that females were more likely to have an echocardiogram (21.9 vs 20.1%, p=0.039) and less likely to undergo cardiac stress testing (6.8 vs 8.5%, p=0.004) compared to males. A lower proportion of females were prescribed beta-blockers compared to males (42.7 vs. 45.2%; p=0.017) while there was no difference in the use of calcium channel blockers or rates of ASA or myectomy. Fewer females had atrial fibrillation (6.7 vs. 9.9%; p<0.001), ventricular tachycardia/fibrillation (6.1 vs. 8.1%; p<0.001) and an implantable cardioverter-defibrillator (1.7 vs. 2.6%; p=0.005) compared to males. The authors concluded that their results may help providers in the treatment of females with obstructive HCM, and that future studies are needed to understand these potential disparities.
Eberly and colleagues (2020) evaluated outcomes from 2467 individuals who were diagnosed with HCM and self-reported as Black (n=205) or White (n=2262). Two composite outcomes were defined: 1) ventricular arrhythmic composite (first occurrence of sudden cardiac death, resuscitated cardiac arrest, or appropriate implantable ICD therapy or firing (nonantitachycardia pacing); and 2) overall composite (first occurrence of any component of the ventricular arrhythmic composite end point, cardiac transplant or left ventricular assist device implantation, NYHA class III or IV heart failure, atrial fibrillation, stroke, or all-cause mortality. Compared to White individuals, Black individuals were younger at diagnosis (p<0.001), had a higher prevalence of NYHA functional class of III or IV at presentation (p=0.001), lower rates of genetic testing (p=0.03), and among those who did receive genetic testing, less likely to have sarcomeric mutations (p=0.006). Invasive septal reduction therapies were performed less frequently in Black compared to White individuals (30 vs. 521 [14.6 vs. 23.0%]; p=0.007). In addition, a higher proportion of Black individuals underwent myectomy and a lower proportion underwent ASA compared to White individuals (93 vs. 86% and 6.7 vs. 11.3%, respectively; p-values not reported). Between the groups, there were no differences in the rates of stroke, ventricular arrhythmias, all-cause mortality, or the overall composite outcome. The authors concluded that their results suggest that there are racial inequities in healthcare access and delivery, and that an increase in minority group representation in healthcare studies is needed.
Patlolla and colleagues (2023) conducted a cross-sectional study to investigate whether racial and ethnic disparities exist among individuals who were hospitalized with HCM and underwent septal reduction therapy (SRT). Data for this study was derived from the Nationwide Inpatient Sample (NIS) from the Healthcare Cost and Utilization Project (HCUP) from January 2012 through December 2019. Adults (aged ≥ 18 years) with a primary diagnosis of obstructive HCM and had race and ethnicity information available were identified. A total of 18,895 individuals were admitted with obstructive HCM, and most were classified as White (n=13,885) followed by Black (n=2685), Hispanic (n=1235) and Other, which included Asian or Pacific Islander, Native American, and all Others (n=1090). Of those, a total of 7255 (38.4%) underwent SRT. Septal myectomy was performed on 4930 individuals, with the largest proportion classified as White (68.7%) followed by Black (7.6%), Hispanic (4.8%) and Other (4.3%). ASA was performed on 2325 individuals, with the largest proportion classified as White (80.6%) followed by Black (8.0%), Other (6.2%) and Hispanic (5.2%). A multivariable hierarchical logistic regression analysis was used to adjust for age, sex, primary payer status, median household income quartile, hospital characteristics, comorbidity index score, concomitant cardiac procedures, ventricular arrhythmias, and year of admission. The adjusted analysis showed that Black vs. White individuals were less likely to receive SRT (OR, 0.65; 95% CI, 0.57 to 0.73; p<0.001). Hispanic vs. White individuals were also less likely to receive SRT (OR, 0.78; 95% CI, 0.66 to 0.92; p=0.003). An adjusted subgroup analysis showed that use of septal myectomy was lower in the Black, Hispanic and Other groups compared to the White group (p<0.001, p=0.01, and p=0.003, respectively) however, there was no difference in the use of ASA between the groups. Among those undergoing SRT, in-hospital mortality was higher for the Hispanic and Other groups compared to the White group (p<0.001), while comparable to the Black group. The authors concluded that individuals who were hospitalized with obstructive HCM and classified as Black or Hispanic were less likely to receive SRT and those who were classified as Hispanic or Other had higher in-hospital mortality and complication rates. Additional research is needed to clarify the reasons for these disparities.
Maurizi and colleagues (2024) analyzed long-term outcomes after SRT for individuals enrolled in the SHARE registry. The analysis included 1832 individuals diagnosed with HCM (age 51±17 years, 53% male) who underwent SRT at high clinical volume HCM centers, including 455 (25%) who underwent ASA and 1377 (75%) underwent septal myectomy. The mean follow-up period was 6.8 years (range 3.4-9.8 years). Primary and secondary outcomes included overall survival, heart failure (HF), and ventricular arrhythmias (VAs) post-SRT. The peri-procedural 30-day mortality rate was 0.4%. At 1 year post-procedure, 92% had an LVOT tract gradient of < 50 mmHg. Long-term outcomes showed 4% experienced HCM-related death (annual rate 0.6%), 13% had composite HF outcomes (annual rate 1.9%), and 5% experienced composite VA outcomes (annual rate 0.7%). There was a 12% decline in the incidence of LVEF to less than 50% and a 21% occurrence of new onset atrial fibrillation, which was significantly associated with subsequent HF (p<0.001). The 10-year event-free survival for HF and VA outcomes was 83%. Older age, female sex, and SRT during childhood were associated with a greater risk of developing HF. The study authors conclude:
For both procedures, the perioperative mortality rate was well below 1%, outflow tract obstruction was relieved, and NYHA class improved in >90% at 1 year. These findings are in line with quality benchmarks metrics set forth by the 2024 American College of Cardiology/American Heart Association Guidelines for the management of HCM. We therefore postulate that comprehensive clinical management and careful patient selection, coupled with at least a moderate procedural volume, are important determinants of perioperative success. The need for repeat procedures was rare, occurring in 6% of patients, mostly after ASA (106 of 116 [91%]), and no significant difference in safety or efficacy was observed among centers.
The strengths of this study include its large sample size, multi-center design, and long follow-up period. The study has several limitations. The observational nature of the study may introduce selection bias, and causality cannot be inferred. There is limited comparative data regarding outcomes of SRT versus conservative management. The heterogeneous participant population and potential variability in imaging and follow-up between centers could affect consistency in outcomes. Additionally, missing data related to ECG components could impact arrhythmia assessment.
Other Considerations
Gersh and colleagues (2011) of the American College of Cardiology Foundation (ACC)/American Heart Association (AHA) Task Force on Practice guidelines issued a guideline for the diagnosis and treatment of HCM which includes the following invasive therapy recommendations:
CLASS I
CLASS IIa
CLASS IIb
CLASS III: HARM
In 2024, the AHA/ ACC issued an updated “guideline for the diagnosis and treatment of patients with hypertrophic cardiomyopathy” (Ommen, 2024) which includes the following invasive treatment recommendations of symptomatic obstructive HCM:
CLASS I
* Eligible patients are defined by all of the following:
CLASS IIb
CLASS III: HARM
Levels of Evidence and Classification of Recommendations:
Levels of evidence:
Level A: Multiple populations evaluated. Data derived from multiple randomized clinical trials or meta-analyses.
Level B: Limited populations evaluated. Data derived from a single randomized trial or nonrandomized studies.
Level C: Very limited populations evaluated. Only consensus opinion of experts, case studies, or standard of care.
Classification of Recommendations:
CLASS I: Procedure/Treatment SHOULD be performed/administered.
CLASS IIa: Additional studies with focused objectives needed. IT IS REASONABLE to perform procedure/administer treatment.
CLASS IIb: Additional studies with broad objectives needed; additional registry data would be helpful. Procedure/Treatment MAY BE CONSIDERED.
CLASS III: No benefit or may cause harm.
In response to these guidelines, Liebregts and colleagues (2017) evaluated if ASA is safe and effective for younger individuals compared to older individuals through a multicenter observational cohort study. Individuals were divided into three groups: young (less than or equal to 50 years, n=369), middle-age (51-64 years, n=423), and older (greater than or equal to 65, n=405). The primary endpoints, all-cause mortality rates and adverse arrhythmic event rates, were similar in all groups at about 1% (p=0.90). The evaluators concluded that the guidelines should expand ASA indications to younger individuals.
In 2014, Elliott and colleagues of the European Society of Cardiology (ESC) issued a guideline on the diagnosis and management of hypertrophic cardiomyopathy. The following information for ASA is included:
In experienced centres, selective injection of alcohol into a septal perforator artery (or sometimes other branches of the left anterior descending coronary artery) to create a localized septal scar has outcomes similar to surgery in terms of gradient reduction, symptom improvement and exercise capacity. The main non-fatal complication is AV block in 7-20% of patients and the procedural mortality is similar to isolated myectomy.
Due to the variability of the septal blood supply, myocardial contrast echocardiography is essential prior to alcohol injection. If the contrast agent cannot be localized exclusively to the basal septum at and adjacent to the point of mitral-septal contact, the procedure should be abandoned.
Injection of large volumes of alcohol in multiple septal branches—with the aim of gradient reduction in the catheter laboratory—is not recommended, as it is associated with a high risk of complications and arrhythmic events.
In 2023, Argbelo and colleagues of the ESC published guidelines for the management of cardiomyopathies. The graded recommendations for ASA affirm the 2014 AHA/ACC recommendations (Ommen, 2024).
Conclusion
In summary, data suggests that ASA for the treatment of HCM is associated with symptomatic and cardiodynamic improvement in individuals under specific circumstances. Risks associated with the procedure include complete heart block requiring implantation of a permanent pacemaker, as well as an increased risk of sustained ventricular arrhythmias.
Definitions |
Canadian Cardiovascular Society Score: This organization defines anginal classes as follows:
Left ventricular outflow tract (LVOT) gradient: A measurement often used to evaluate the severity of HCM, the presence or absence of LVOT obstruction, and the efficacy of treatment.
New York Heart Association (NYHA) functional class: A four-tier system that categorizes based on subjective impression of the degree of functional compromise. The four NYHA functional classes are as follows:
Septal myectomy: A surgical procedure performed to reduce the muscle thickening that occurs in individuals with HCM.
References |
Peer Reviewed Publications:
Government Agency, Medical Society, and Other Authoritative Publications:
Index |
Alcohol Septal Ablation (ASA)
Ethanol Septal Ablation
Non-surgical Septal Reduction
Percutaneous Transluminal Septal Ablation in Hypertrophic Obstructive Cardiomyopathy
Septal Reduction Therapy (SRT)
Sigwart Procedure
Transcoronary Ablation of Septal Hypertrophy (TASH)
The use of specific product names is illustrative only. It is not intended to be a recommendation of one product over another, and is not intended to represent a complete listing of all products available.
History |
Status |
Date |
Action |
Reviewed |
05/08/2025 |
Medical Policy & Technology Assessment (MPTAC) review. Revised Background/Overview and References sections. |
Reviewed |
05/09/2024 |
MPTAC review. Updated Background/Overview and References sections. |
Reviewed |
05/11/2023 |
MPTAC review. Updated Discussion/General Information and References sections. |
Revised |
05/12/2022 |
MPTAC review. Clarified clinical indication section changing adults to “individuals” in criteria. Updated Discussion and References sections. |
Reviewed |
05/13/2021 |
MPTAC review. Updated Discussion and References sections. Reformatted Coding section. |
Reviewed |
05/14/2020 |
MPTAC review. |
New |
06/06/2019 |
MPTAC review. Initial document development. Moved content of SURG.00133 Alcohol Septal Ablation for Treatment of Hypertrophic Cardiomyopathy to new clinical utilization management guideline document with the same title. |
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